LITR 4232 American Renaissance

Sample Student Research Project 2013
Journal

Briana Perry

11/22/13

 

Animal Symbolism in Literature

     During this course I enjoyed reading for the meanings within the texts. Before this class I read books purely for enjoyment. I gave little thought to the content of the scenes I was reading, or how the author used descriptive language to paint these scenes. Looking back on it now, I believe I took something away from the scene descriptions, considering in my mind I always visualized the scenery as it was described. Still, my thoughts were always that it was just a story, possessing little more than entertainment value. Now I understand that is not the case. I have learned that all the books I have read for classes and for leisure have had a purpose greater than fun. I learned it was a simple tool to educate the masses. It is understandable that many people do not want to spend their time learning about historical events, or even current ones. So, it was amazing to discover that authors managed to sneak in education despite this. Some of the author's teaching methods were blatant, such as Uncle Tom's Cabin speaking about slavery. Yet, my favorite revelation is that authors sneak in symbolism to broaden characters or scenes without any words. I found common themes in the weather, or the way a building was described, but another theme I noticed that was left unanswered was the use of animals in famous books. Some of the books mentioned them in passing, like the main character hearing the caw of a raven off in the distance. Some had pets, like Rip Van Winkle's loyal dog. But my question was what did they all mean to the stories they belonged in? What was their purpose?

     My intention during my research was to understand the meaning behind the animals in classic works. Much of classic literature mentions animals in one way or another, but literature classes rarely focus on animal symbolism. I have learned that a lot of thinking goes into literature and every sentence is trying to explain the little details by allusions and symbolism. For example, sometimes the animals exist merely to set the mood, and sometimes they show the reader an important feature about the characters. I focused mainly on works where the main characters were animals to better understand what their purpose was. Later, I used what I learned in those books to understand some of the literature we've covered in class. My goal was to find examples where the animal was either the center of the story, or where there were so many animals it would be impossible to ignore their symbolism when analyzing the book later. I was able to find popular examples of both.

     The books I chose to focus on were Moby Dick and Animal Farm. Both of these works possess animals as their main characters. Moby Dick's whale is an animal character so prominent it is impossible to ignore, and Animal Farm has so many creatures in it I was able to find research on it easily.  The white whale and the pigs of Animal Farm are drastically different in function and allow me to see the wide range of roles that animals can fill in literature.  Secondary works were some from our class. Short stories by Edgar Allan Poe and Emily Dickinson are referenced along with The Legend of Sleepy Hollow and Rip Van Winkle. I felt these were good picks because they showed how animals are used to reflect the feelings of the human characters without mentioning it directly and because they also use the basic meanings of the animals themselves. As can be seen in the analysis, often times animals are used to expand a human character. Additionally these were the stories from class I was most interested in understanding why such animals were used.

 

Moby Dick

     Moby Dick itself is possibly one of the most recognizable books in the world. Many people may have never read the entirety of the book, but surely if you referenced an obsessed man hunting down a large white whale people would understand the meaning behind the statement. This epic work is classified as an Adventure novel and with good reason. It mainly takes place on a ship out at the sea, following the mysterious story of Captain Ahab and the infamous white whale through a character, Ishmael's, perspective. Oddly enough, though the book is named after the animal of interest it is rarely seen in person during the story. Instead it is mostly referenced and spoke of in fantastical manners. This of course hints that the book about a great white whale isn't really about a white whale at all.

     It is for this reason that Moby Dick is an amazing use of animal symbolism where the animal symbolizes only what it is perceived to be, like a reflection. The first great appearance of the mysterious Captain Ahab is to rouse his crew to abandon their original reason for shipping off, collecting sperm whale oil, and instead hunt down the beast that is Moby Dick. To most this idea would seem entirely insane, but in Moby Dick, only one character finds it so but even he changes his mind after some prodding. Despite all the crew's wild stories about this dangerous, immortal animal the author really doesn't write Moby Dick as anything more than an average whale. Anything could behave irrationally when trying to escape a man-made object and perhaps what it has learned to associate with pain. The crew and its captain give the whale all of its power. Moby Dick absorbs whatever persona people give him; their treatment of him as a monster makes him monstrous.

     This whale serves as a reflective symbol that takes the shape of whatever it is said to be, like a self-fulfilling prophesy. Ahab is certain this animal is the most evil thing in the world. A prophesy was foretold that Moby Dick would bring his death, causing his fixation on the animal. Of course, this did eventually happen, but only because he was obsessed with killing that whale. Had he left it alone, perhaps he would've escaped this demise. Moby Dick seems to symbolize the way people tend to romanticize things. There was no evidence that this whale was any more malevolent than other whales, but because someone believed it was it became so in the eyes of others. After everyone had taken a sip of the proverbial Kool Aid it was hard for them to see reason. Unlike the other animals on this list, the whale itself has no organic meanings. The presence of a whale in literature signifies nothing consistent to readers but it is important because it shows that animals are sometimes used as blank canvases for the humans around them.

     Consider the following: though Moby Dick is a massive book filled with the obsession of a captain about killing the whale, you rarely actually see the whale in the book. He is seen three times during the entire work. Most of his mentions are based on the opinions of other characters. This whale is represents Captain Ahab's obsession. He thinks this animal is the most evil thing in the world, and its only existence is to taunt him. Some characters use the whale as a coping mechanism for why they must go off course due to their captain’s orders. Other characters instead see just a whale. A prized whale, perhaps, but still nothing to lose ones head over. This animal is seen as mysterious and elusive. He is described in great detail as a large white whale.  Oddly enough, white normally means something good, but in this cause it is a symbol for what is malevolent.

Throughout the book the animal takes on a life of its own. It is seen very little but mentioned frequently. The way it's essence travels through the ship is amazing. People that had never seen it before suddenly start to speculate that it is much more than a whale, something immortal, like a god. Ishmael begins to think of what the animal could be by coming up with meaning for the color white. This ordinary whale suddenly has power behind him just because someone said it did, and others believed it. This could be interpreted as a message on religion. You could go more spiritual and say its meaning is that the power of thoughts can change things. The great white whale is a blank canvas for ideas and beliefs.

 

Animal Farm

Animal Farm is another recognizable classic, albeit a thinly veiled warning against communism. It begins with an average farm being run into the ground by your not-so-average drunken farmer. He drinks away his money while the animals that made it starve. Obviously, the animals are not too keen with this tyranny, which leads them to all listen to the idyllic ramblings of the wisest animal on the farm. An old pig, aptly named Old Major, tells them his dream of a better world where animals ruled the farm and all of them were equal. The animals, delighted by this idea, removed their tyrannical farmer and immediately began to create their perfect world. Unfortunately, their new idyllic lifestyle quickly fell to pieces.

Almost immediately the animals began to differentiate themselves. Showing that even animals are unable to see each other as equals. The pigs take control of the situation as the smartest animals on the farm, but just like people they also start to fight against one another.

The pigs stand for one of the more blatant manners of symbolisms. They are gluttonous and intelligent animals unable to stay happy with what they have. If there is more to be had then more they will take. The pigs take the role of politicians. Some of them have the common man's best interest at heart, but they are usually overruled by their more cutthroat opponents.

Predictably, this iron fist ruling style leads to the downfall of the farm, and they seem to be in even worse shape than they were at the hands of the farmer. These actions are defended by a character named Squealer who uses his pig-given intelligence to twist the words of the Animal Farm's original doctrine to protect the pigs and their dastardly dealings.

Boxer, a loyal horse, is one of the few characters written in a positive light. As a horse, he is seen as a hard working character, good natured, and a bit too trusting. This animal was chosen to represent the majority of working class people. When people read the book, having the character be a horse made it easily understood what this character would represent before it even spoken. Mollie, also a horse, is a slight change of the representations. She still possesses the horse trait of loyalty, but it is to their previous ruler, the Farmer.

Another animal symbol character is Benjamin. He is the only one suspicious of the pigs, possibly because he is a donkey. Donkeys are seen as symbols for stubborn yet hard working creatures. And true to the animal, this character's only purpose seems to be questioning the leadership of the supposedly more intelligent pigs.

     Animal Farm is an excellent example of animal symbolism in literature. Nearly every character has basic meanings behind them, which enhances their personalities wordlessly. This book was a wonderful background for understanding some of the in-class texts.

 

Birds in Books

     Birds are a prominent character in literature for a few reasons. One is that birds are easy to add in short poems. Because of birds, pardon the pun, flighty nature they can be added on a moments noticed without giving much of a backstory as to why they are there. As birds they are able to fly in and out at will.

Type of bird also has a meaning in literature. A nightingale, for example, can show what time of day it is in the scene. However, the bird I chose to focus on was the raven.

   The raven is a prominent symbol of death and general darkness. It is also seen as one if the more intelligent animals. In Animal Farm the raven is the one that educates the other animals about their afterlife. In film the presence of a raven often means death. In Poe's The Raven, he chose this animal because it fit the gloomy air of his work and because it was an animal that was able to blindly repeat a word without much idea of its significance. However, the raven is also seen as an intelligent animal. This gives aid to the main character’s delusions about the bird giving him relevant answers to his question. So in this instance the raven stands for the darkness of the scene, but its intelligence helps move the plot along by giving answers where there are none.

     In Animal Farm it was obvious that the horses were incredibly loyal and hardworking animals. In The Legend of Sleepy Hollow, Gunpowder, the only horse given a personality is incredibly unruly. It may seem like he is an anti-horse persona but the text says he was originally his master's favorite horse. In addition to his proof of hard work and loyalty, he also serves as a reflective character similar to Moby Dick. The personality he is given, the text leads you to believe is a reflection of his master's personality. This adds a bit more depth to his master while setting up the scene for possible trouble later on in the story.

     In Rip Van Winkle, Rip's dog is sort of written like his best friend. He is well liked by his fellow townspeople but Rip's dog understands him best, possibly because his dog is also a mirror of himself and to the current happy-go-lucky time Rip lives in. Dogs are man's best friend and have lived amongst us like family for many years. So it's only natural that dogs are often used as a companion and as symbol for humanity. When Rip comes down from his sleep he cannot find his dog. Instead he finds a random snarling dog back at his old house. This dog acts as a reflection for the new time. While Rip's old dog had little worries much like his master, this new dog is much more aggressive, possibly signaling the change in humanity since Rip's departure. Unlike the white whale, which is a canvas that Melville uses to project Ishmael's obsession on to, the dog is instead used to explain Rip and show the difference between the old and the new.

     In conclusion, animals signify many things in literature. Their presence alone hints at a mood during a setting. In Moby Dick it was a reflection of the person doing the thinking. To Ahab, Moby Dick was the devil himself. To other members of the crew, Moby Dick was a legendary animal. Then there were some that just thought it was like any other whale. It all depended on the person. Each man projected his own interpretation of the whale on to it. The animal was used to show the flaws in the man who chased after it. This also works with The Raven. The bird is unable to say much more than "Nevermore", but the main character still perceives it as a relevant answer, even growing angry with what he thinks is the bird’s insolence.  The bird is not intelligent, just repeating a word it learned over and over, yet he applies his own judgment on it, blaming it just like Ishamel does in Moby Dick, yet neither animal is actually good or bad. Animal Farm, though, deals with more direct interpretations of animals and their motives.

     In Animal Farm the animals stayed fairly true to their original meanings. The pigs were gluttonous and intelligent, making them the perfect political leaders. The horses were loyal and hard working, easily representing the common man. Even the crow held true to some of its original meaning as an intelligent animal by telling the others about the afterlife. This all summarized into their use in some of the works in class. In The Legend of Sleepy Hollow, the horse Gunpowder reflected his owner’s personality, which added some dimension to the story. It also created some extra suspense when Ichabod runs from the horseman. Ichabod depending on the efforts of an unruly animal makes the chase that much more thrilling.

     Admittedly, I had no idea where this journal would go. I found a lot of interesting research regarding animals in literature. The only issue being that most sources rarely delve too deeply into that subject. It appears that, with a few notable exceptions, animals in literature are just a very small part of the work. Their presence can add extra information to the text, helping to set the scene or to provide character development. Regardless of this general consensus I still feel that the presence of animals bring forth an element to classic works that would be unattainable with humans alone.

 

Works Cited

Ferber, Michael. A Dictionary of Literary Symbols. Cambridge: 1999.

Irving, Washington. "The Legend of Sleepy Hollow."Project Gutenberg. Project Gutenberg, n.d. Web. 22 Nov 2013.

Irving, Washington. Rip Van Winkle. 1819. Print.

Lutwack, Leonard. Birds in Literature. 1st ed. University Press of Florida, 1994. Print.

"Marginalia." The Edgar Allan Poe Society of Baltimore. Web. 18 Nov 2013. <http://www.eapoe.org/pstudies/ps1970/p1972209.htm>.

Melville, Herman. Moby Dick. London: Richard Bentley, 1851. Print.

Orwell, George. Animal Farm. London: Secker and Warburg, 1945. Print.

Poe, Edgar Allan. The Raven. 1845. Print.


"Great Star" flag of pre-Civil War USA